*New York Official Reports Style Manual with 2009 Supplement

I have added to my Links The New York Official Reports Style Manual with 2009 Supplement (effective November 2009,) in both PDF and HTML versions.

*Signing Federal papers. If you missed the changes, here they are.

I haven’t been in Federal Court lately, so I have had no occasion to violate two changes in the rules that went into play shortly after I went out on my own. But for those like myself who missed it, there is no need on Federal papers to use your initials and four digit identifier (see change in local rule), but you do now have to add your e-mail address (see change in F.R.C.P.) Remember, F.R.C.P. trumps Local Rules. Current rules set forth below.

F.R.C.P. Rule 11. Signing Pleadings, Motions, and Other Papers; Representations to the Court; Sanctions
(a) Signature. Every pleading, written motion, and other paper must be signed by at least one attorney of record in the attorney’s name–or by a party personally if the party is unrepresented. The paper must state the signer’s address, e-mail address, and telephone number. Unless a rule or statute specifically states otherwise, a pleading need not be verified or accompanied by an affidavit. The court must strike an unsigned paper unless the omission is promptly corrected after being called to the attorney’s or party’s attention.

Local Civil Rule 11.1. Form of Pleadings, Motions, and Other Papers
(a) Every pleading, written motion, and other paper must (1) be plainly written, typed, printed, or copied without erasures or interlineations which materially deface it, (2) bear the docket number and the initials of the judge and any magistrate judge before whom the action or proceeding is pending, and (3) have the name of each person signing it clearly printed or typed directly below the signature.

*What Congress Giveth, They Giveth in Greater Amounts.

Now a special Guest Tax Post from Adam R. Gorlovsky-Schepp, CPA, CIA, CPCU:

Back on November 6th, President Obama signed into law H.R.3548 – Worker, Homeownership, and Business Assistance Act of 2009, It did a few things.

1. Extended Unemployment Benefits, which seems useful based on the news at AboveTheLaw.com.
2. Extended the $8k New HomeBuyers Tax Credit
3. Added a NEW! $6.5k HomeBuyers Credit for those who have lived in a home for more than 5 years.
4. Increased the income limited for these credits by about $100k.

More details here

Alas I still feel bad for those who bought their home 3 years ago and still have jobs. They got no help from the Goverment, their house is worth 10-20% less then they paid for it (Bye Bye Down Payment) and they have to work to make money.

Oh well. Maybe the New Health Care bill will have some goodies for the middle class.

– Adam

*Internet Sites of Interest and Usefulness

To the right of this post and down a little (up a little as more blogs are posted,) you will see a column entitled Links. Here I will place links to Internet sites that I find interesting as well as sites that I use on a regular basis to obtain information, such as the site for the NYS Department of State Corporation and Business Entity Database which provides information on corporations and not for profit corporations, limited partnerships, limited liability companies and limited liability partnerships, as well as other miscellaneous businesses and sites that I use on a regular basis to obtain documents such as ACRIS, where I can search property records in New York City and obtain deeds and other documents related to properties of interest. Feel free to suggest sites for inclusion.

LJS

*Slipping on a backhoe’s battery cover, which served as a step to access the cab – Labor Law Violation?

If you said yes, you would be in agreement with the Third Department’s ruling in Fassett v Wegmans Food Mkts**., Inc. 2009 NY Slip Op 07712 Decided on October 29, 2009 Appellate Division, Third Department, which held that,” the uncontroverted evidence established that the battery cover constituted a passageway that plaintiff was required to use in order to access his equipment”

“Plaintiff was employed as a heavy equipment operator by Fahs Rolston Paving Corporation, which had been contracted by defendant Wegmans Food Markets, Inc. to replace a sidewalk outside of a Wegmans store in the City of Ithaca, Tompkins County. Wegmans had also entered into a contract with defendant Hunt Engineers, Architects and Land Surveyors, P.C. in which Hunt agreed to provide construction monitoring and inspection services in connection with the sidewalk reconstruction. While plaintiff was exiting the cab of the backhoe he had been operating, he slipped on mud that had accumulated on the backhoe’s battery cover, which served as a step to access the cab, and injured his ankle. Work had been suspended the previous day due to heavy rain and, on the date of the accident, the work site was extremely muddy and it was misting.

Plaintiff commenced this action against Wegmans and Hunt alleging common-law negligence and violations of Labor Law §§ 200, 240 (1) and § 241 (6)[FN1]. … .

We begin by addressing plaintiff’s Labor Law § 200 and common-law negligence claims. Labor Law § 200 is a codification of the common-law duty of an owner or general contractor to provide construction site workers with a safe place to work … In order for Wegmans or Hunt to be found liable thereunder, “it must be shown that they ‘exercised supervisory control over plaintiff’s work and had actual or constructive knowledge of the unsafe manner in which the work was being performed'” …

Here, while Wegmans retained general contractual authority to halt work and object to work that did not conform to contract specifications, there is no evidence that it exercised any direct supervision or actual control over the construction site or the work activity bringing about the injury. Paul Lehrer, an engineer employed by Wegmans and the project manager for the sidewalk reconstruction project, stated in his deposition that he was never physically present at the work site, was not directly involved in directing the construction and that Hunt was Wegmans’ on-site representative. Indeed, Lehrer testified that he was never contacted regarding the weather conditions at the site either the day prior to plaintiff’s accident when work was cancelled or on the day of the incident. Plaintiff confirmed that neither Lehrer nor any other Wegmans’ employee was ever present at the construction site and that no one from Wegmans ever directed his work. Thus, with no record evidence that Wegmans exerted any actual control or supervision over plaintiff or the manner in which the work was performed, Supreme Court properly dismissed the negligence and Labor Law § 200 claims against Wegmans …

As to Hunt, we agree with Supreme Court that plaintiff raised a triable issue of fact sufficient to withstand summary judgment. Although Hunt correctly notes that “general supervisory authority at the work site for the purpose of overseeing the progress of the work and inspecting the work product has been found insufficient to establish a cause of action under Labor Law § 200” …, plaintiff submitted proof demonstrating that Hunt actually exercised supervisory control and directed his work. Specifically, plaintiff testified at his deposition that Larry Smith, Hunt’s engineering technician assigned to the project, was present at the work site each day when he arrived and that he would consult with Smith regarding what work he was to perform and how he was to perform it. In addition, plaintiff considered Smith to be his boss and believed that Smith had the authority to control the method and manner of his work. According to plaintiff, on the first day of the job, he consulted with Smith regarding the proper method for performing the drain installation and sidewalk excavation. Although he advised Smith that the drain should be installed before removing the existing sidewalk, Smith disagreed and instructed him to remove the existing sidewalk first. Notwithstanding Hunt’s assertions that it had no contractual authority to halt work or remedy a dangerous condition, the record reveals that Smith was aware of the condition of the work site and, in fact, participated in the decision to shut down the work site on the day prior to the accident due to inclement weather… . Moreover, Smith conceded that he had the authority to stop the work if, in his opinion, it was not being carried on in a safe manner. This evidence was sufficient to create an issue of fact as to whether Hunt exercised the requisite supervisory or safety control over plaintiff’s work on the property so as to preclude summary judgment on the negligence and Labor Law § 200 claims …
With respect to plaintiff’s Labor Law § 241 (6) cause of action, to the extent that it is predicated upon a violation of 12 NYCRR 23-1.7 (d), … we find that Supreme Court erred in granting summary judgment in favor of defendants. Labor Law § 241 (6) imposes a nondelegable duty upon owners, contractors and their agents to provide adequate protection and safety for workers and, to establish a claim under this section, plaintiff must allege that defendants violated a rule or regulation promulgated by the Commissioner of Labor that sets forth a specific standard of conduct … . 12 NYCRR 23-1.7 (d) provides, in pertinent part, that no employee shall be permitted “to use a floor, passageway, walkway, scaffold, platform or other elevated working surface which is in a slippery condition” and requires the removal of any “[i]ce, snow, water, grease and any other foreign substance which may cause slippery footing.”

Here, plaintiff slipped on mud that had accumulated on the battery cover of the backhoe and fell approximately four feet to the ground. The battery cover served as a step and was the only means of access to the cab. While the cover previously had foot treads on it, they had worn away. Thus, the uncontroverted evidence established that the battery cover constituted a passageway that plaintiff was required to use in order to access his equipment … . Notably, responsibility under Labor Law § 241 (6) extends not only to the area where the work was actually being conducted, but to the entire construction site, including passageways and platforms, in order to insure the safety of workers going to and from the points of actual work … . Furthermore, contrary to Wegmans’ contention, the mud on the backhoe’s battery cover upon which plaintiff slipped was a “foreign substance” within the meaning of 12 NYCRR 23-1.7 (d) … .”

Fassett v Wegmans Food Mkts., Inc. 2009 NY Slip Op 07712 Decided on October 29, 2009 Appellate Division, Third Department

**And by the way, Wegmans is a great grocery store+. Carol and I went out of our way, when driving to her parents in Luray Va., to go to a Wegmans. The closest ones to The City are in these towns in New Jersey; Woodbridge, Ocean, Manalapan, Bridgewater, and Princeton. It is definitely worth a visit

*Some judges do have a sense of humor, and a knowledge of the law regarding amendments to pleadings

New York First Acupuncture, P.C. v State Farm Mut. Auto. Ins. Co.,** 2009 NY Slip Op 52217(U) October 23, 2009 Appellate Term, Second Department

Golia, J., concurs in the result only, in the following memorandum:

While I agree with the ultimate disposition in the decision reached by the majority, I strenuously disagree with the majority gratuitously raising a nonexistent issue, namely that a Mallela defense (State Farm Mut. Auto. Ins. Co. v Mallela, 4 NY3d 313 [2005]) may be disallowed if “prejudice or surprise would result therefrom.” This impression was created by the majority in choosing here to excise an important requirement with regard to the law of amending an answer. The actual statement by the Court of Appeals in McCaskey, Davies & Assoc. v New York City Health & Hosps. Corp. (59 NY2d 755, 757 [1983] [emphasis added, citations and internal quotations marks omitted]) is that, “Leave to amend the pleadings shall be freely given absent prejudice or surprise resulting directly from the delay.”

To me, it is extremely unlikely that an individual who creates a fraudulent entity for the purpose of defrauding an insurance company would forget that he/she did so and be prejudiced or surprised when it was discovered. Such would be akin to a person running a “Ponzi” scheme deciding to invest in his own firm because it was obtaining such good results

**Case brought to my attention by The Rogak Report

*Time computation changes to Local Rules for the EDNY and SDNY

If you are not signed up for ECF in the EDNY or the SDNY, you would not have received the enclosed useful chart that sets forth the new time computation changes set forth in the Local Rules for the Eastern and Southern Districts of New York, which were made due to the changes in the F.R.C.P., all effective December 1, 2009. Also included is the Report of the joint committee on local rules concerning amendments to the local rules of the SDNY and EDNY required as a result of the time computation amendments to the federal rules

The major change is the discontinuance of not counting weekends and Federal holidays in certain instances. Now they are all counted, but the times to act have been extended in those instances when you would not have counted those days. Saturdays, Sundays, and legal holidays are no longer excluded in computing periods of time. If the last day of the period is a Saturday, Sunday, or legal holiday, the period continues to run until the end of the next day that is not a Saturday, Sunday, or legal holiday. Also most time periods have been adjusted to be week orientated, i.e. multiples of 7.

Chart – Time Computation – Local Rules NYED and NYSD – December 1 2009

The complete local rules on the SDNY site (Includes Amendments through December 1, 2009)

The complete local rules on the EDNY site (Includes Amendments through December 1, 2009)

*The Great Experiment

My friend, Mike Siris, thinks that I should have a blog.  My wife has one at: CarolSuesFood (Visit it for restaurant recommendations.) So I guess I should have one too.  Carol’s is devoted to good dining, something she loves and as one of my loves is the law, it only seems appropriate that, that be the focus of my blog.
I will therefore be posting my e-mail blasts to this blog and maybe a few things that don’t deserve that form of distribution.  That way those who want to reference something that I sent out, can find it here, without having to write me and ask me to send it to them again.
The frequency I will try to maintain will be at least once a week and but maybe more frequently, if the mood so moves me. Feel free to comment, with your corrections or additions or disagreements. From this we can all learn. And if you have something that you think I should bring to the attention of others through this blog, let me know and we shall see.
Good night and have a pleasant tomorrow.